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Managers’ transactions (Directors’ Dealings)

Obligations of notification and public disclosure of managers’ transactions in financial instruments according to Section 19 para. 1 of Regulation (EU) No. 596/2014 on Market Abuse (MAR)

The members of the Board of Executive Directors and Supervisory Board of BASF SE, as well as persons closely associated with them, shall notify BASF SE and the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) of transactions in financial instruments of BASF SE (such as shares, bonds, options, futures, swaps etc.).

The obligation to notify starts as of the date when the aggregate transactions volume within a calendar year reaches the threshold of €5,000. There is no obligation to notify transactions undertaken before the crossing of the threshold. The aggregate transactions volume is calculated separately for each person subject to the obligation of notification.

Relevant transactions have to be notified within three (3) business days of the transaction.

Closed periods: 30 calendar days before public disclosure of a quarterly statement on the first or third quarter, half-year financial report or annual report of BASF SE.

Next closed periods:

  • January 27, 2019 to February 26, 2019
  • April 3, 2019 to May 3, 2019
  • June 25, 2018 to July 25, 2019
  • September 24, 2019 to October 24, 2019
Name Date and Place of Transaction Type of Transaction   Price per Item Total Amount/ Currency   Reason for Disclosure Requirement/ Position Description of Financial Instrument ISIN
Dr. Markus Kamieth 11/12/2018 Xetra Purchase 68.56€

200,195.93€

Board Member Shares of BASF SE DE000BASF111
Saori Dubourg 11/08/2018 Frankfurt Purchase 69.51€

102,179.70€

Board Member Shares of BASF SE DE000BASF111
Sanjeev Gandhi 10/30/2018  Xetra Purchase 65.99€ 131,980.00€ Board Member Shares of BASF SE DE000BASF1
Dr. Hans-Ulrich Engel 10/29/2018  Tradegate Purchase 66.60€ 499,500.00€ Board Member Shares of BASF SE DE000BASF111
Dr. Jürgen Hambrecht 10/29/2018 Tradegate Purchase 66.86€ 100,290.00€ Supervisory Board Member Shares of BASF SE DE000BASF111
Wayne Smith 10/29/2018 OTCQX Purchase 18.98$ 694,383.30$ Board Member BASF ADR CUSIP 055262505
Dr. Martin Brudermüller 10/26/2018 Xetra Purchase 65.40€ 981,000.00€ Board Member Shares of BASF SE DE000BASF111
Sanjeev Gandhi 08/16/2018 Xetra Purchase 76.78€ 115,164.97€ Board Member Shares of BASF SE DE000BASF111
Dr. Alexander Wartini 07/06/2018 Xetra Sale 82.20€

13,662.00€

Related to a Board Member Shares of BASF SE DE000BASF111
Sanjeev Gandhi 06/26/2018 Xetra Purchase 80.85€

121,274.12€

Board Member Shares of BASF SE DE000BASF111
Sanjeev Gandhi 06/22/2018 Xetra Purchase 83.45€

125,176.78€

Board Member Shares of BASF SE DE000BASF111
Saori Dubourg 05/08/2018 Frankfurt Purchase 85.80€

270,270.00€

Board Member Shares of BASF SE DE000BASF111
Dame Alison Carnwath 05/07/2018 Xetra Purchase 85.45€ 49,990.41€ Supervisory Board Member Shares of BASF SE DE000BASF111
Prof. Dr. Francois Diederich 05/07/2018 Xetra Purchase 85.45€ 49,990.41€ Supervisory Board Member Shares of BASF SE DE000BASF111
Michael Diekmann 05/07/2018 Xetra Purchase 85.45€ 74,942.89€ Supervisory Board Member Shares of BASF SE DE000BASF111
Franz Fehrenbach 05/07/2018 Xetra Purchase 85.45€ 49,990.41€ Supervisory Board Member Shares of BASF SE DE000BASF111
Dr. Jürgen Hambrecht 05/07/2018 Xetra Purchase 85.45€ 124,933.31€ Supervisory Board Member Shares of BASF SE DE000BASF111
Waldemar Helber 05/07/2018 Xetra Purchase 85.45€ 5,981.76€ Supervisory Board Member Shares of BASF SE DE000BASF111
Waldemar Helber 05/07/2018 Xetra Purchase 85.45€ 1,709.07€ Supervisory Board Member Shares of BASF SE DE000BASF111
Samantha Horvat 05/07/2018 Xetra Purchase 85.45€ 1,709.07€ Related to a Supervisory Board Member Shares of BASF SE DE000BASF111
Sinischa Horvat 05/07/2018 Xetra Purchase 85.45€ 1,709.07€ Supervisory Board Member Shares of BASF SE DE000BASF111
Sinischa Horvat 05/07/2018 Xetra Purchase 85.45€ 6,494.48€ Supervisory Board Member Shares of BASF SE DE000BASF111
Anke Schäferkordt 05/07/2018 Xetra Purchase 85.45€ 49,990.41€ Supervisory Board Member Shares of BASF SE DE000BASF111
Denise Schellemans 05/07/2018 Xetra Purchase 85.45€ 6,494.48€ Supervisory Board Member Shares of BASF SE DE000BASF111
Michael Vassiliadis 05/07/2018 Xetra Purchase 85.45€ 5,981.76€ Supervisory Board Member Shares of BASF SE DE000BASF111
Wayne Smith 03/26/2018 OTCQX Purchase 25.26$

333,432.00$

Board Member BASF ADR CUSIP 055262505
Dr. Markus Kamieth 03/05/2018 Xetra Purchase 83.47€

200,334.37€

Board Member Shares of BASF SE DE000BASF111
Dr. Martin Brudermüller 03/05/2018 Tradegate
Purchase 83.10€

831,000.00€

Board Member Shares of BASF SE DE000BASF111
Samantha Horvat 01/22/2018 Xetra Purchase 96.17€

5,829.60€

Related to a Supervisory Board Member Shares of BASF SE DE000BASF111
Dr. Markus Kamieth 07/31/2017 Xetra Purchase 80.36€

301,350.00€

Board Member Shares of BASF SE DE000BASF111
Dr. Kurt Bock 07/28/2017 Xetra Purchase 79.12€

553,855.40€

Board Member Shares of BASF SE DE000BASF111
Dr. Martin Brudermüller 07/28/2017 Tradegate
Purchase 80.01€

800,161.70€

Board Member Shares of BASF SE DE000BASF111
Sanjeev Gandhi 07/28/2017 Xetra Purchase 79.36€

158,720.00€

Board Member Shares of BASF SE DE000BASF111
Saori Dubourg 07/28/2017 Frankfurt Purchase 79.40€

40,494.00€

Board Member Shares of BASF SE DE000BASF111
Last Update 17 August 2018