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Managers’ transactions (Directors’ Dealings)

Obligations of notification and public disclosure of managers’ transactions in financial instruments according to Section 19 para. 1 of Regulation (EU) No. 596/2014 on Market Abuse (MAR)

The members of the Board of Executive Directors and Supervisory Board of BASF SE, as well as persons closely associated with them, shall notify BASF SE and the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin) of transactions in financial instruments of BASF SE (such as shares, bonds, options, futures, swaps etc.).

The obligation to notify starts as of the date when the aggregate transactions volume within a calendar year reaches the threshold of €5,000. There is no obligation to notify transactions undertaken before the crossing of the threshold. The aggregate transactions volume is calculated separately for each person subject to the obligation of notification.

Relevant transactions have to be notified within three (3) business days of the transaction.

Closed periods: 30 calendar days before public disclosure of a quarterly statement on the first or third quarter, half-year financial report or annual report of BASF SE.

Next closed periods:

  • September 24, 2019 to October 24, 2019
  • January 30, 2020 to February 28, 2020
  • March 31, 2020 to April 30, 2020
  • June 29, 2020 to July 29, 2020
  • September 28, 2020 to October 28, 2020
Name Date and Place of Transaction Type of Transaction   Price per Item Total Amount/ Currency   Reason for Disclosure Requirement/ Position Description of Financial Instrument ISIN
Dr. Markus Kamieth 08/06/2019 Xetra Purchase €57.14 €171,420.00 Board Member Shares of BASF SE DE000BASF111
Dr. Martin Brudermüller 08/05/2019 Quotrix Purchase €56.85 €568,500.00 Board Member Shares of BASF SE DE000BASF111
Sanjeev Gandhi 08/02/2019 Xetra Purchase €57.99 €86,982.50 Board Member Shares of BASF SE DE000BASF111

Tatjana Diether

06/11/2019 Xetra

Purchase

€62.77

€1,192.61

Supervisory Board Member

Shares of BASF SE

DE000BASF111

Andreas Diether

06/11/2019 Xetra

Purchase

€62.77

€1,443.68

Related to a Supervisory Board Member

Shares of BASF SE

DE000BASF111

Sinischa Horvat

06/11/2019 Xetra

Purchase

€62.77

€188.31

Supervisory Board Member

Shares of BASF SE

DE000BASF111

Samantha Horvat

06/11/2019 Xetra

Purchase

€62.77

€1,255.38

Related to a Supervisory Board Member

Shares of BASF SE

DE000BASF111

Waldemar Helber

06/11/2019 Xetra

Purchase

€62.77

€1,067.07

Supervisory Board Member

Shares of BASF SE

DE000BASF111

Saori Dubourg 05/28/2019 Xetra Purchase 61.00

€91,500.00

Board Member Shares of BASF SE DE000BASF111
Sanjeev Gandhi 05/17/2019 Xetra Purchase €63.40 €95,100.00 Board Member Shares of BASF SE DE000BASF111

Dr. Jürgen Hambrecht

05/06/2019 Xetra

Purchase

€68.21

€124,951.93

Supervisory Board Member

Shares of BASF SE

DE000BASF111

Dame Alison Carnwath

05/06/2019 Xetra

Purchase

€68.21

€49,994.41

Supervisory Board Member

Shares of BASF SE

DE000BASF111

Franz Fehrenbach

05/06/2019 Xetra

Purchase

€68.21

€49,994.41

Supervisory Board Member

Shares of BASF SE

DE000BASF111

Anke Schäferkord

05/06/2019 Xetra

Purchase

€68.21

49,994.41

Supervisory Board Member

Shares of BASF SE

DE000BASF111

Denise Schellemans

05/06/2019 Xetra

Purchase

€68.21

€6,479.49

Supervisory Board Member

Shares of BASF SE

DE000BASF111

Michael Vassiliadis

05/06/2019 Xetra

Purchase

€68.21

€5,933.85

Supervisory Board Member

Shares of BASF SE

DE000BASF111

Waldemar Helber

05/06/2019 Xetra

Purchase

€68.21

€5,933.85

Supervisory Board Member

Shares of BASF SE

DE000BASF111

Waldemar Helber

05/06/2019 Xetra

Purchase

€68.21

€1,364.20

Supervisory Board Member

Shares of BASF SE

DE000BASF111

Roland Strasser

05/06/2019 Xetra

Purchase

€68.21

€4,296.93

Supervisory Board Member

Shares of BASF SE

DE000BASF111

Tatjana Diether

05/06/2019 Xetra

Purchase

€68.21

€4,296.93

Supervisory Board Member

Shares of BASF SE

DE000BASF111

Tatjana Diether

05/06/2019 Xetra

Purchase

€68.21

€2,046.30

Supervisory Board Member

Shares of BASF SE

DE000BASF111

Andreas Diether

05/06/2019  Xetra

Purchase

€68.21

€2,046.30

Related to a Supervisory Board Member

Shares of BASF SE

DE000BASF111

Sinischa Horvat

05/06/2019 Xetra

Purchase

€68.21

€8,934.88

Supervisory Board Member

Shares of BASF SE

DE000BASF111

Sinischa Horvat

05/06/2019 Xetra

Purchase

€68.21

€2,046.30

Supervisory Board Member

Shares of BASF SE

DE000BASF111

Samantha Horvat

05/06/2019 Xetra

Purchase

€68.21

€1,364.20

Related to a Supervisory Board Member

Shares of BASF SE

DE000BASF111

Wayne Smith 10/29/2018 OTCQX Purchase $18.98 $694,383.30 Board Member BASF ADR CUSIP 055262505
Dr. Martin Brudermüller 10/26/2018 Xetra Purchase €65.40 €981,000.00 Board Member Shares of BASF SE DE000BASF111
Sanjeev Gandhi 08/16/2018 Xetra Purchase €76.78 €115,164.97 Board Member Shares of BASF SE DE000BASF111
Dr. Alexander Wartini 07/06/2018 Xetra Sale €82.20

€13,662.00

Related to a Board Member Shares of BASF SE DE000BASF111
Sanjeev Gandhi 06/26/2018 Xetra Purchase €80.85

€121,274.12

Board Member Shares of BASF SE DE000BASF111
Sanjeev Gandhi 06/22/2018 Xetra Purchase €83.45

€125,176.78

Board Member Shares of BASF SE DE000BASF111
Sinischa Horvat 06/11/2018 Xetra Purchase €87.39 €87.39 Supervisory Board Member Shares of BASF SE DE000BASF111
Samantha Horvat 06/11/2018 Xetra Purchase €87.39 €1,485.63 Related to a Supervisory Board Member Shares of BASF SE DE000BASF111
Waldemar Helber 06/11/2018 Xetra Purchase €87.39 €1,485.63 Supervisory Board Member Shares of BASF SE DE000BASF111
Saori Dubourg 05/08/2018 Frankfurt Purchase €85.80

€270,270.00

Board Member Shares of BASF SE DE000BASF111
Dame Alison Carnwath 05/07/2018 Xetra Purchase €85.45 €49,990.41 Supervisory Board Member Shares of BASF SE DE000BASF111
Prof. Dr. Francois Diederich 05/07/2018 Xetra Purchase €85.45 €49,990.41 Supervisory Board Member Shares of BASF SE DE000BASF111
Michael Diekmann 05/07/2018 Xetra Purchase €85.45 €74,942.89 Supervisory Board Member Shares of BASF SE DE000BASF111
Franz Fehrenbach 05/07/2018 Xetra Purchase €85.45 €49,990.41 Supervisory Board Member Shares of BASF SE DE000BASF111
Dr. Jürgen Hambrecht 05/07/2018 Xetra Purchase €85.45 €124,933.31 Supervisory Board Member Shares of BASF SE DE000BASF111
Waldemar Helber 05/07/2018 Xetra Purchase €85.45 €5,981.76 Supervisory Board Member Shares of BASF SE DE000BASF111
Waldemar Helber 05/07/2018 Xetra Purchase €85.45 €1,709.07 Supervisory Board Member Shares of BASF SE DE000BASF111
Samantha Horvat 05/07/2018 Xetra Purchase €85.45 €1,709.07 Related to a Supervisory Board Member Shares of BASF SE DE000BASF111
Sinischa Horvat 05/07/2018 Xetra Purchase €85.45 €1,709.07 Supervisory Board Member Shares of BASF SE DE000BASF111
Sinischa Horvat 05/07/2018 Xetra Purchase €85.45 €6,494.48 Supervisory Board Member Shares of BASF SE DE000BASF111
Anke Schäferkordt 05/07/2018 Xetra Purchase €85.45 €49,990.41 Supervisory Board Member Shares of BASF SE DE000BASF111
Denise Schellemans 05/07/2018 Xetra Purchase €85.45 €6,494.48 Supervisory Board Member Shares of BASF SE DE000BASF111
Michael Vassiliadis 05/07/2018 Xetra Purchase €85.45 €5,981.76 Supervisory Board Member Shares of BASF SE DE000BASF111
Wayne Smith 03/26/2018 OTCQX Purchase $25.26

$333,432.00

Board Member BASF ADR CUSIP 055262505
Dr. Markus Kamieth 03/05/2018 Xetra Purchase €83.47

€200,334.37

Board Member Shares of BASF SE DE000BASF111
Dr. Martin Brudermüller 03/05/2018 Tradegate
Purchase €83.10

€831,000.00

Board Member Shares of BASF SE DE000BASF111
Samantha Horvat 01/22/2018 Xetra Purchase €96.17

€5,829.60

Related to a Supervisory Board Member Shares of BASF SE DE000BASF111
Dr. Markus Kamieth 07/31/2017 Xetra Purchase €80.36

€301,350.00

Board Member Shares of BASF SE DE000BASF111
Dr. Kurt Bock 07/28/2017 Xetra Purchase €79.12

€553,855.40

Board Member Shares of BASF SE DE000BASF111
Dr. Martin Brudermüller 07/28/2017 Tradegate
Purchase €80.01

€800,161.70

Board Member Shares of BASF SE DE000BASF111
Sanjeev Gandhi 07/28/2017 Xetra Purchase €79.36

€158,720.00

Board Member Shares of BASF SE DE000BASF111
Saori Dubourg 07/28/2017 Frankfurt Purchase €79.40

€40,494.00

Board Member Shares of BASF SE DE000BASF111
Last Update August 6, 2019