Investors

Directors’ Dealings

Share dealings of the Board of Executive Directors and Supervisory Board

(Obligatory reportable and publishable directors’ dealings under Article 19(1) of the E.U. Market Abuse Regulation 596/2014 (MAR))

As legally stipulated by Article 19(1) MAR, all members of the Board of Executive Directors and the Supervisory Board as well as certain members of their families are required to disclose the purchase or sale of financial instruments of BASF SE (for example, shares, bonds, options, forward contracts, swaps) to the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht) and to the company if transactions within the calendar year exceed the threshold of €20,000. In 2022, a total of 20 purchases by members of the Board of Executive Directors and the Supervisory Board and members of their families subject to disclosure were reported as directors’ dealings, involving between 2 and 2,618 BASF shares or BASF ADRs (American Depositary Receipts). The price per share was between €47.50 and €57.85. The volume of the individual transactions was between €105.45 and €124,987.51.

Share ownership by members of the Board of Executive Directors and the Supervisory Board

No member of the Board of Executive Directors or the Supervisory Board owns shares in BASF SE and related options or other derivatives that account for 1% or more of the share capital. Furthermore, the total volume of BASF SE shares and related financial instruments held by all members of the Board of Executive Directors and the Supervisory Board accounts for less than 1% of the shares issued by the company.

Closed periods

30 calendar days before public disclosure of a quarterly statement on the first or third quarter, half-year financial report or annual report of BASF SE.

Next closed periods:

  • October 1, 2023 to October 31, 2023
  • January 24, 2024 to February 23, 2024
  • March 26, 2024 to April 25, 2024
  • June 26, 2024 to July 26, 2024
  • September 30, 2024 to October 30, 2024 

Managers’ transactions

Name Date and Place of Transaction Type of Transaction   Price per Item Total Amount/ Currency   Reason for Disclosure Requirement/ Position Description of Financial Instrument ISIN

Dr. Dirk Elvermann

07/14/2023 Tradegate

Purchase

€45.52

€154,779.00

Board Member

Shares of BASF SE

DE000BASF111

Dr. Kurt Bock 04/28/2023 Xetra Purchase €45.88 €124,966.77 Supervisory Board Member Shares of BASF SE DE000BASF111
Dame Alison Carnwath 04/28/2023 Xetra Purchase €45.88 €49,959.18 Supervisory Board Member Shares of BASF SE DE000BASF111
Prof. Dr. Thomas Carell 04/28/2023 Xetra Purchase €45.88 €49,959.18 Supervisory Board Member Shares of BASF SE DE000BASF111
Liming Chen 04/28/2023 Xetra Purchase €45.88 €49,959.18 Supervisory Board Member Shares of BASF SE DE000BASF111
Prof. Dr. Stefan Asenkersch­baumer 04/28/2023 Xetra Purchase €45.88 €37,480.86 Supervisory Board Member Shares of BASF SE DE000BASF111
Alessandra Genco 04/28/2023 Xetra Purchase €45.88 €37,480.86 Supervisory Board Member Shares of BASF SE DE000BASF111
Dr. Melanie Maas-Brunner 04/28/2023 Off-market Purchase €45.63 €36,500.00 Board Member Shares of BASF SE DE000BASF111

Dr. Melanie Maas-Brunner

03/02/2023 Xetra

Purchase

€47.79

€57,352.30

Board Member

Shares of BASF SE

DE000BASF111

Dr. Markus Kamieth

02/28/2023 Xetra

Purchase

€48.44

€145,314.90

Board Member

Shares of BASF SE

DE000BASF111

Michael Heinz

02/27/2023
Börse Stuttgart

Purchase

€48.49

€96,970.00

Board Member

Shares of BASF SE

DE000BASF111
Andreas Diether 06/08/2022 Xetra Purchase €52.72 €1,212.65 Related to a Supervisory Board Member Shares of BASF SE DE000BASF111
Sinischa Horvat 06/08/2022 Xetra Purchase €52.72 €105.45 Supervisory Board Member Shares of BASF SE DE000BASF111
Samantha Horvat 06/08/2022 Xetra Purchase €52.72 €1,001.76 Related to a Supervisory Board Member Shares of BASF SE DE000BASF111
André Matta 06/08/2022 Xetra Purchase €52.72 €210,90 Supervisory Board Member Shares of BASF SE DE000BASF111
André Matta 05/02/2022 Xetra Purchase €47.74 €5,251.40 Supervisory Board Member Shares of BASF SE DE000BASF111
Dr. Kurt Bock 05/02/2022 Xetra Purchase €47.74 €124,987.51 Supervisory Board Member Shares of BASF SE DE000BASF111
Dame Alison Carnwath 05/02/2022 Xetra Purchase €47.74 €49,985.46 Supervisory Board Member Shares of BASF SE DE000BASF111
Liming Chen 05/02/2022 Xetra Purchase €47.74 €49,985.46 Supervisory Board Member Shares of BASF SE DE000BASF111
Prof. Dr. Thomas Carell 05/02/2022 Xetra Purchase €47.74 €49,985.46 Supervisory Board Member Shares of BASF SE DE000BASF111
Sinischa Horvat 05/02/2022 Xetra Purchase €47.74 €8,975.42 Supervisory Board Member Shares of BASF SE DE000BASF111
Sinischa Horvat 05/02/2022 Xetra Purchase €47.74 €2,864.40 Supervisory Board Member Shares of BASF SE DE000BASF111
Samantha Horvat 05/02/2022 Xetra Purchase €47.74 €1,909.60 Related to a Supervisory Board Member Shares of BASF SE DE000BASF111
Tatjana Diether 05/02/2022 Xetra Purchase €47.74 €5,967.70 Supervisory Board Member Shares of BASF SE DE000BASF111
Tatjana Diether 05/02/2022 Xetra Purchase €47.74 €5,251.40 Supervisory Board Member Shares of BASF SE DE000BASF111
Andreas Diether 05/02/2022 Xetra Purchase €47.74 €5,251.40 Related to a Supervisory Board Member Shares of BASF SE DE000BASF111
Michael Vassiliadis 05/02/2022 Xetra Purchase €47.74 €5,967.70 Supervisory Board Member Shares of BASF SE DE000BASF111

Dr. Melanie Maas-Brunner

05/02/2022 Xetra

Purchase

€47.50

€71,250.00 

Board Member

Shares of BASF SE

DE000BASF111

Dr. Melanie Maas-Brunner

03/02/2022 Xetra

Purchase

€56.44

€112,885.85

Board Member

Shares of BASF SE

DE000BASF111

Saori Dubourg

02/28/2022 Xetra

Purchase

€57.85

€40,495.00

Board Member

Shares of BASF SE

DE000BASF111

Last Update July 31, 2023