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Managers’ transactions (Directors’ Dealings)

Share dealings of the Board of Executive Directors and Supervisory Board

(Obligatory reportable and publishable directors’ dealings under Article 19(1) of the E.U. Market Abuse Regulation 596/2014 (MAR))

As legally stipulated by Article 19(1) MAR, all members of the Board of Executive Directors and the Supervisory Board as well as certain members of their families are required to disclose the purchase or sale of financial instruments of BASF SE (for example, shares, bonds, options, forward contracts, swaps) to the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht) and to the company if transactions within the calendar year exceed the threshold of €20,000. In 2021, a total of 26 purchases by members of the Board of Executive Directors and the Supervisory Board and members of their families subject to disclosure were reported as directors’ dealings, involving between 18 and 2,500 BASF shares or BASF ADRs (American Depositary Receipts). The price per share was between €61.08 and €72.00. The volume of the individual trades was between €1,217.41 and €171,694.75.

Share ownership by members of the Board of Executive Directors and the Supervisory Board

No member of the Board of Executive Directors or the Supervisory Board owns shares in BASF SE and related options or other derivatives that account for 1% or more of the share capital. Furthermore, the total volume of BASF SE shares and related financial instruments held by members of the Board of Executive Directors and the Supervisory Board accounts for less than 1% of the shares issued by the company.

Closed periods

30 calendar days before public disclosure of a quarterly statement on the first or third quarter, half-year financial report or annual report of BASF SE.

Next closed periods:

  • September 27, 2022 to October 27, 2022
  • January 25, 2023 to February 24, 2023
  • March 28, 2023 to April 27, 2023
  • June 28, 2023 to July 28, 2023

Managers’ transactions

Name Date and Place of Transaction Type of Transaction   Price per Item Total Amount/ Currency   Reason for Disclosure Requirement/ Position Description of Financial Instrument ISIN
Tatjana Diether 06/08/2022 Xetra Purchase €52.72 €1,054.48 Supervisory Board Member Shares of BASF SE DE000BASF111
Andreas Diether 06/08/2022 Xetra Purchase €52.72 €1,212.65 Related to a Supervisory Board Member Shares of BASF SE DE000BASF111
Sinischa Horvat 06/08/2022 Xetra Purchase €52.72 €105.45 Supervisory Board Member Shares of BASF SE DE000BASF111
Samantha Horvat 06/08/2022 Xetra Purchase €52.72 €1,001.76 Related to a Supervisory Board Member Shares of BASF SE DE000BASF111
André Matta 06/08/2022 Xetra Purchase €52.72 €210,90 Supervisory Board Member Shares of BASF SE DE000BASF111
André Matta 05/02/2022 Xetra Purchase €47.74 €5,251.40 Supervisory Board Member Shares of BASF SE DE000BASF111
Dr. Kurt Bock 05/02/2022 Xetra Purchase €47.74 €124,987.51 Supervisory Board Member Shares of BASF SE DE000BASF111
Dame Alison Carnwath 05/02/2022 Xetra Purchase €47.74 €49,985.46 Supervisory Board Member Shares of BASF SE DE000BASF111
Liming Chen 05/02/2022 Xetra Purchase €47.74 €49,985.46 Supervisory Board Member Shares of BASF SE DE000BASF111
Prof. Dr. Thomas Carell 05/02/2022 Xetra Purchase €47.74 €49,985.46 Supervisory Board Member Shares of BASF SE DE000BASF111
Sinischa Horvat 05/02/2022 Xetra Purchase €47.74 €8,975.42 Supervisory Board Member Shares of BASF SE DE000BASF111
Sinischa Horvat 05/02/2022 Xetra Purchase €47.74 €2,864.40 Supervisory Board Member Shares of BASF SE DE000BASF111
Samantha Horvat 05/02/2022 Xetra Purchase €47.74 €1,909.60 Related to a Supervisory Board Member Shares of BASF SE DE000BASF111
Tatjana Diether 05/02/2022 Xetra Purchase €47.74 €5,967.70 Supervisory Board Member Shares of BASF SE DE000BASF111
Tatjana Diether 05/02/2022 Xetra Purchase €47.74 €5,251.40 Supervisory Board Member Shares of BASF SE DE000BASF111
Andreas Diether 05/02/2022 Xetra Purchase €47.74 €5,251.40 Related to a Supervisory Board Member Shares of BASF SE DE000BASF111
Michael Vassiliadis 05/02/2022 Xetra Purchase €47.74 €5,967.70 Supervisory Board Member Shares of BASF SE DE000BASF111

Dr. Melanie Maas-Brunner

05/02/2022 Xetra

Purchase

€47.50

€71,250.00 

Board Member

Shares of BASF SE

DE000BASF111

Dr. Melanie Maas-Brunner

03/02/2022 Xetra

Purchase

€56.44

€112,885.85

Board Member

Shares of BASF SE

DE000BASF111

Saori Dubourg

02/28/2022 Xetra

Purchase

€57.85

€40,495.00

Board Member

Shares of BASF SE

DE000BASF111

Last Update July 28, 2022